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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

DTR 3.1

As Published: 2005

DTR 3.1

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

CRED 8.3 Version 1 credit unions

As Published: 2004

CRED 8.3 Version 1 credit unions

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman