Search Result

201 - 220 of 679 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report