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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

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COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

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LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

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DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

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SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

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MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

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MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

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LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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