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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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PERG 2.7 Activities: a broad outline

PERG 8.18 Financial promotions concerning the Lloyd’s market

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 2.11 What to do now ?

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SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

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PERG 2.6 Specified investments: a broad outline

PERG 8.21 Company statements, announcements and briefings

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 8.32 Arranging deals in investments

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 6.3 Applications for variation of permission

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)