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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

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MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

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ICOB 6.3 Notification of cancellation by the retail customer

MCOB 13.5 Dealing with a customer in arrears or with a mortgage shortfall debt

CASS 5.2 Holding money as agent of insurance undertaking

PERG 5.1 Application and purpose

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

PERG 5.5 The regulated activities: dealing in contracts as agent

LR App 1.1 Relevant definitions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 8.7 Engage in investment activity

PERG 8.8 Having an effect in the United Kingdom

MCOB 6.4 Content of the offer document

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

REC 2.3 Financial resources

FIT 2.3 Financial soundness

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

COLL 9.3 Section 270 and 272 recognised schemes

REC 2.5 Systems and controls

MCOB 2.7 Application to electronic media and distance communications