Search Result

121 - 140 of 564 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets