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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.1 Application

As Published: 2005

LR 12.1 Application

…

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

…

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

…

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

…

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1

…

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

…

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

…

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

…

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

…

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

…

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

…

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

…

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

…

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

…

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

…

COND 1.3 General

As Published: 2001

COND 1.3 General

…

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

…

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