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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom