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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

COB 3.3 Application: where?

As Published: 2001

COB 3.3 Application: where?

LR 13.6 Related party circulars

As Published: 2005

LR 13.6 Related party circulars

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition