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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2005

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits