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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

PERG 1.4 General guidance to be found in PERG

As Published: 2005

PERG 1.4 General guidance to be found in PERG

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

MCOB 6.6 Offer documents in place of illustrations

As Published: 2004

MCOB 6.6 Offer documents in place of illustrations

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness