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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 4.3 Disclosing information about services, fees and commission - packaged products

As Published: 2004

COB 4.3 Disclosing information about services, fees and commission - packaged products

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2004

SUP App 2.7 Capital resources below the level of individual capital guidance

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions