Search Result

441 - 460 of 617 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

PR App 1.1

As Published: 2005

PR App 1.1

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

MCOB 1.1 Application and purpose

As Published: 2004

MCOB 1.1 Application and purpose

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2005

LR 17.5 Requirements for states, regional and local authorities and public international bodies

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS