Search Result

301 - 320 of 614 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom