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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

DISP App 1.5 Determination of complaints

As Published: 2002

DISP App 1.5 Determination of complaints

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

MCOB 6.5 Information to be provided in the offer document or separately

As Published: 2004

MCOB 6.5 Information to be provided in the offer document or separately

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose