Search Result

221 - 240 of 638 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

…

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

…

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

…

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

…

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

…

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

…

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

…

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

…

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

…

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

…

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

…

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

…

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

…

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

…

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

…