Search Result

201 - 220 of 621 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COLL 6.1 Introduction and Application

As Published: 2004

COLL 6.1 Introduction and Application

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls