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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms