Search Result

201 - 220 of 491 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

DISP 4.2 The standard terms

As Published: 2002

DISP 4.2 The standard terms

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver