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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements