Search Result

181 - 200 of 528 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

MCOB 7.5 Statements

As Published: 2004

MCOB 7.5 Statements

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1