Search Result

181 - 200 of 558 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction