Search Result

61 - 80 of 456 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1

LR App 2.1 Fees and financial penalty income

As Published: 2005

LR App 2.1 Fees and financial penalty income

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PR App 3.1

As Published: 2005

PR App 3.1

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services