Search Result

601 - 620 of 630 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

DISP 1.7 The Society of Lloyd's

As Published: 2002

DISP 1.7 The Society of Lloyd's

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

DTR 3.1

As Published: 2005

DTR 3.1

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives