Search Result

601 - 620 of 694 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

LR 12.1 Application

As Published: 2005

LR 12.1 Application

COB 3.7 Records

As Published: 2003

COB 3.7 Records

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

LR 19.1 Application

As Published: 2005

LR 19.1 Application

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans