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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

APER 4.2 Statement of Principle 2

As Published: 2001

APER 4.2 Statement of Principle 2

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption