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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

DISP App 1.2 Eligible complaint

As Published: 2002

DISP App 1.2 Eligible complaint

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer