Search Result

81 - 100 of 448 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

PR App 1.1

As Published: 2005

PR App 1.1

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

ICOB 4.1 Application and purpose

As Published: 2005

ICOB 4.1 Application and purpose

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?