Search Result

261 - 280 of 588 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations