Search Result

261 - 280 of 402 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

DISP INTRO 1 Introduction

As Published: 2004

DISP INTRO 1 Introduction

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

PR App 3.1

As Published: 2005

PR App 3.1