Search Result

241 - 260 of 295 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

MCOB 13.6 Repossessions

As Published: 2004

MCOB 13.6 Repossessions

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose