Search Result

201 - 220 of 652 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts with retail customers

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'