Search Result

181 - 200 of 512 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

MCOB 6.5 Information to be provided in the offer document or separately

As Published: 2004

MCOB 6.5 Information to be provided in the offer document or separately

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application