Search Result

81 - 100 of 527 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

COND 1.3 General

As Published: 2001

COND 1.3 General

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments