Search Result

621 - 640 of 640 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

DTR 3.1

As Published: 2005

DTR 3.1

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms