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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

MCOB 2.1 Application

As Published: 2004

MCOB 2.1 Application

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking