Search Result

481 - 500 of 533 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2004

SUP App 2.7 Capital resources below the level of individual capital guidance

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

MCOB 10.4 Total charge for credit

As Published: 2004

MCOB 10.4 Total charge for credit

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

APER 4.2 Statement of Principle 2

As Published: 2001

APER 4.2 Statement of Principle 2