Search Result

281 - 300 of 606 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

GEN 1.2 Referring to approval by the FSA

As Published: 2001

GEN 1.2 Referring to approval by the FSA

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

LR 17.1 Application

As Published: 2005

LR 17.1 Application

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party