Search Result

181 - 200 of 295 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

MCOB 4.2 Purpose

As Published: 2004

MCOB 4.2 Purpose

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline