Related provisions for LR 18.3.1
1 - 2 of 2 items.
If an application is made for the admission of certificates representing certain securities, the issuer of the securities which the certificates represent is the issuer for the purpose of the listing rules and the application will be dealt with as if it were an application for the admission of the securities.
(1) If an application is made for the admission of a class of certificates representing shares of an overseas company, a sufficient number of certificates must, no later than the time of admission, be distributed to the public in one or more EEA States.(2) For the purposes of paragraph (1), account may also be taken of holders in one or more states that are not EEA States, if the certificates are listed in the state or states.(3) For the purposes of paragraph (1), a sufficient
In addition to the documents set out in LR 3.4.4 R that must be submitted to the FSA before midday two business days prior to the consideration of the application for admission, either of the following documents must be submitted at the same time:(1) a copy of the executed deposit agreement; or(2) a final draft of the deposit agreement together with confirmation from the issuer that a copy of the executed deposit agreement will be submitted to the FSA as soon as possible after