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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

COB 3.7 Records

As Published: 2003

COB 3.7 Records

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose