Search Result

321 - 340 of 387 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

ICOB 4.3 Suitability

As Published: 2005

ICOB 4.3 Suitability

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

DISP 4.2 The standard terms

As Published: 2002

DISP 4.2 The standard terms

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity