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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

LR 19.1 Application

As Published: 2005

LR 19.1 Application

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment