Search Result

281 - 300 of 636 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

LR 8.1 Application

As Published: 2005

LR 8.1 Application

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions