Search Result

261 - 280 of 647 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 3.1

As Published: 2005

PR App 3.1

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP 15.5 Core information requirements

As Published: 2001

SUP 15.5 Core information requirements

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance