Search Result

221 - 240 of 583 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

PR App 1.1

As Published: 2005

PR App 1.1

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

ICOB 4.3 Suitability

As Published: 2005

ICOB 4.3 Suitability

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

CRED 8.3 Version 1 credit unions

As Published: 2004

CRED 8.3 Version 1 credit unions

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications