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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance