Search Result

361 - 380 of 397 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

…

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

…

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

…

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

…

COB 12.1 Application

As Published: 2003

COB 12.1 Application

…

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

…

ICOB 2.3 Inducements

As Published: 2005

ICOB 2.3 Inducements

…

APER 4.2 Statement of Principle 2

As Published: 2001

APER 4.2 Statement of Principle 2

…

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

…

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

…

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

…

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

…

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

…

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

…

DISP 1.7 The Society of Lloyd's

As Published: 2002

DISP 1.7 The Society of Lloyd's

…

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

…

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

…

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2004

SUP App 2.7 Capital resources below the level of individual capital guidance

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

…