Search Result

141 - 160 of 393 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

COLL 6.2 Dealing

As Published: 2004

COLL 6.2 Dealing

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?