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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2002

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers